Showing posts with label Battleship Potemkin. Show all posts
Showing posts with label Battleship Potemkin. Show all posts

Friday, March 14, 2008

Tolkien, Eisenstein, Montage and The Battle on the Ice



On March 8, 1939 J.R.R. Tolkien presented what is now considered a pivotal lecture on mythology at The University of St. Andrews, Scotland. It was titled "On Fairy- Stories" and it distinguished the mythology of the Fairy Story from that of Science Fiction and Dragon or Animal Tales as taking place in an entirely separate environment from that of this world. So Arthur and Gulliver and Grendel may provide fantastical tales but they are tied to a time and a place recognizable and regionally specific. Middle-Earth and Narnia on the other hand are their own worlds even if they do employ distinctly Anglo elements.


Tolkien became the leading writer of this genre and with praise from such luminaries as W.H. Auden and C.S. Lewis he became the most critically successful as well. That is until Edmund Wilson spoiled the party by giving his widely read negative review of the Lord of the Rings trilogy in The Nation taking Tolkien to task for considering his works "adult" in nature and countering specific items of praise offered by other critics before him. An excerpt from his review concerning Sauron states:

Once Sauron's realm is invaded, we think we are going to meet him; but he still remains nothing but a burning eye scrutinizing all that occurs from the window of a remote dark tower. This might, of course, be made effective; but actually it is not; we never feel Sauron's power. And the climax, to which we have been working up through exactly nine hundred and ninety-nine large close-printed pages, when it comes, proves extremely flat. The ring is at last got rid of by being dropped into a fiery crater, and the kingdom of Sauron topples in a brief and banal earthquake that sets fire to everything and burns it up, and so releases the author from the necessity of telling the reader what exactly was so terrible there.



Wilson was the leading literary critic in America at the time and once his reviews were out the tide began to turn against Tolkien. And the band-wagon boarding was swift. By the release of The Return of the King W.H. Auden was now having to defend against his liking the works in his positive review:


... among the hostile there are some, I must confess, for whose literary judgment I have great respect. A few of these may have been put off by the first forty pages of the first chapter of the first volume in which the daily life of the hobbits is described; this is light comedy and light comedy is not Mr. Tolkien's forte. In most cases, however, the objection must go far deeper. I can only suppose that some people object to Heroic Quests and Imaginary Worlds on principle; such, they feel, cannot be anything but light "escapist" reading. That a man like Mr. Tolkien, the English philologist who teaches at Oxford, should lavish such incredible pains upon a genre which is, for them, trifling by definition, is, therefore, very shocking.

However, Mr. Wilson makes it quite clear in his review that not only is he a considerable fan of heroic quests and imaginary worlds but he is a fan of The Hobbit itself and his review, while scathing, does seem measured, critiquing the way the story is told (as evidenced by the quote above) rather than criticizing the story elements themselves. He even takes Auden to task directly:

The most distinguished of Tolkien's admirers and the most conspicuous of his defenders has been Mr. W. H. Auden. That Auden is a master of English verse and a well-equipped critic of verse, no one, as they say, will dispute. It is significant, then, that he comments on the badness of Tolkien's verse - there is a great deal of poetry in The Lord of the Rings. Mr. Auden is apparently quite insensitive - through lack of interest in the other department.- to the fact that Tolkien's prose is just as bad. Prose and verse are on the same level of professorial amateurishness. What I believe has misled Mr. Auden is his own special preoccupation with the legendary theme of the Quest. He has written a book about the literature of the Quest; he has experimented with the theme himself in a remarkable sequence of sonnets; and it is to be hoped that he will do something with it on an even larger scale. In the meantime - as sometimes happens with works that fall in with one's interests - he no doubt so overrates The Lord of the Rings because he reads into it something that he means to write himself.

Although there were no winners and losers in this debate the reputation of Tolkien as a great writer did take a fall after Wilson turned the critical tide against him. Of course, the books themselves, once released in paperback in the sixties became enormously successful and their popularity continues to this day. By the early 21st century the entire book (broken into three books by Tolkien's publishers much to his objection) had been made into a grand series of epics that eventually (with the third installment The Return of the King) won the top Oscar for Best Picture. And so, as often happens with history, it is the story, not the specifics about the level of amatuerishness or professionalism of the prose, that is remembered. It would be easy to say that Tolkien won, and handily.


Which swings us in the direction of Sergei Eisenstein by way of a battle that will work its way into our story soon. Eisenstein is known to all students and scholars of film. There is not a student of film alive who does not connect his name with "montage" and rightly so although most people's idea of montage has something to do with Rocky working out to Eye of the Tiger. Montage as Eisenstein saw it was much more complicated. The director or editor takes two or more images that are specifically unrelated, edits them together and creates a linear arc that was not present in the unrelated images themselves and thus creates a third, separate entity that now has a new meaning. The images do not have to create a linear story arc within themselves. They can be used to create a third entity that in and of itself has no beginning or end but does have meaning. For an analysis of this as it pertains to the Odessa Steps sequence in Battleship Potemkin go here.

Eisenstein in his development as a filmmaker used montage in the linear sense and to great effect. At the time of his later work in the late thirties through the late forties he was suffering from some of the same problems that Tolkien would suffer just a few years later, only in reverse. That is, while his prose and verse (his technical skills as the director) were never in question, his stories were. He suffered the critique (whether true or not) that his movies existed for his technical skills to be displayed, rather than his technical skills being used to enhance a great story. Such is the case with Alexander Nevsky, which in many ways mirrors the problems that Edmund Wilson found with The Lord of the Rings trilogy.


In Alexander Nevsky the villain, like Sauron in LOTR, is without a true face. He is indeed visible, unlike Sauron, but has no character, no personality, no humanity. He (and the German hordes he leads) seems to exist only for Nevsky to defeat. And the story surrounding the true tale of Nevsky elevates it to a mythic status so that even Nevsky himself seems only designed to defeat the German hordes. He too is a man without a face.


And now film and literature, montage and verse, Nevsky and Orcs clash, or more precisely, merge, as Alexander Nevsky (released the year after Tolkien published The Hobbit), providing a fully developed Eisenstein at the very top of his abilities as an editor of montage, offers the perfect medium for Peter Jackson to take the story of LOTR and bring it to life. Eisenstein provided the technical expertise, Tolkien provided the story.

I am referring to The Battle on the Ice in Alexander Nevsky. While there were battle sequences in film before (among the first and most notable prior to this was the Civil War clash of brothers in The Birth of a Nation) none had the the elements of Nevsky. What separates Eisenstein's miraculous sequence from Alexander Nevsky is that the build-up to the battle is more exciting than the battle itself. Just as Auden understood the journey was the thing while Wilson concentrated on the destination, Eisenstein understood the tension before the battle was where the adrenalin truly builds. It is a sequence that has so heavily influenced battle scenes in film that most filmmakers probably don't even know they're paying homage to it. They are doing their scene this way because the last director did it this way and on and on.


In Peter Jackson's LOTR Trilogy, it is echoed throughout in battle after battle but most notably in the climactic battle for Gondor in The Return of the King in which many of the elements of Eisenstein's Battle on the Ice can be found.

While students and scholars of film are familiar with Battleship Potemkin, Eisenstein's other works are generally little studied. They're known, but not accorded the same analysis as Potemkin, and yet many of them, particularly the action and battle sequences of Alexander Nevsky, have been more influential on the editing of modern day action and adventure films than anything found in Potemkin. Of course, in a battle of influence Potemkin would win hands down for simply being the first to develop so many of the techniques in place today. But Nevsky refined those techniques and thus provided a clearer blueprint for modern filmmakers to follow.


Please watch the preamble to the Battle on the Ice below if you have not seen it (and if you have, watch it again). Tolkien said that Fairy Stories took place in mythical worlds yet provided identifiable characters that did not seem alien no matter how fantastical. Since they drew on universal themes they seemed familiar to even the first time reader of fantasy fiction. That's how Eisenstein feels to me. Even if you've never seen one of his films, they should already look familiar to you the first time you do. Alexander Nevsky was released in 1938, but it's been remade regularly every year since.





Friday, October 12, 2007

Close-Up Blogathon: The Eye of the Beholder

In the history of close-ups in movies perhaps nothing has been used more effectively than the human eye. For the Close-Up Blogathon hosted by Matt Zoller Seitz at The House Next Door here are five famous instances of the eye in close-up used to great effect. First two early examples of the power of the injured eye in close-up, and three later examples from the sixties of the eye wide open.

Let's start at the beginning. In 1925 Sergei Eisenstein directed his magnificent Battleship Potemkin. Concerning the mutiny aboard the Potemkin Eisenstein included a massacre sequence at the Odessa Steps. As I wrote earlier on these pages, while there was an actual mutiny aboard the Potemkin and demonstrations by workers on that same day that enthusiastically greeted the ship when it pulled into harbor there was no massacre on the steps. Eisenstein did such a masterful job that even today most people visiting the steps expect to see some kind of memorial to the massacre. Of all the images contained in this stunning montage perhaps the most recognizable single image is that of the wounded, horrified mother, her eye shot out. Eisenstein could have provided a close-up of her face with a bullet in the cheek, a bullet in the forehead or, more to the style of Hollywood, a bullet to the chest, with her hands clutching the hole in her shirt as she falls to the ground. But Eisenstein went with the eye. Shooting out her eye, through her glasses, made for a close-up of enormous impact and Eisenstein knew it.

Later, in 1929, Luis Bunuel and Salvador Dali would use the eye again to great impact in Un Chien Andalou. Here a man prepares a razor while a woman waits. When he is done he holds her eye open and then, for no apparent reason, slices across it with his sharpened razor.

For the scene Bunuel used the eye of a cow inserted into a mock-up of an eye socket of the woman. As the razor slices through an oozing gel pours out and the effect is startling - and not for the squeamish. What does the scene mean? That's up to the viewer to decide. But like Eisenstein, Bunuel knew that the eye, that glorious instrument of nature that accomplishes so much for our perception of the world and yet is so delicate and protected (lids constantly open and close to keep it from drying out, tears form to wash away unwelcome particles), was the one part of the face that had the greatest impact.

Between the twenties and the sixties, showing close-ups of shocked expressions with eyes wide open had become standard and cliche. In 1960, another great master of the cinema, Alfred Hitchcock, would use the wide open eye in an astonishing sequence from his masterpiece, Psycho. Only this eye sees nothing at all.

Throughout the shower sequence (which could provide it's own post for its mesmerizing blitz of closeups) Hitchcock prepares us for the final close-up. We see the shower head first, round and iris-like, then the drain, with water whirlpooling down into its black depths. And then the attack occurs, sudden, violent, without mercy. Marian Crane (Janet Leigh) grasping the shower curtain as the life drains out of her, falls to the floor. As she does Hitchcock cuts to the drain, now with blood whirlpooling down its pipes until the drain itself dissolves into the eye, the lifeless unseeing eye of Marian Crane. As the camera pulls back further we see her frozen face, tiny droplets of water dripping down our only indication we are not viewing a still. Hitchcock knew well the power of the eye that cannot see. The impact of the closeup and the subsequent pull back reveal of her face does more to heighten the horror of what just happened then the stabbing itself.

Finally we set our eyes on 1968, and what could well be described as the greatest use of eye closeups in film history. In 2001: A Space Odyssey Stanley Kubrick took the close-up of the eye to infinity and beyond: He made it mechanical. As the viewer is introduced to the Discovery, the ship piloted by Astronauts Dave Bowman and Frank Poole, the camera ambles about the surroundings showing us pods, hibernating scientists, computer main frames and that eye, that red round eye, circling about inside, adjusting its lens (to behold the viewer?). It is the eye of HAL, the computer that manages the daily functions of life support, repair and engine functions of the ship. When we first see this eye it is curious, inviting. It is our, and the astronauts, connection to HAL. He is after all "throughout" the ship having a central core unseen until the climactic showdown between he and Dave. But his eye, his red all-seeing eye, is his avatar. Kubrick knew the eyes give something humanity. And when HAL reads the lips of Bowman and Poole before maneuvering to take over the Discovery, the viewer beholds a malevolence in that eye, an understanding of dread that one can only get by looking into the eyes of their aggressor. Kubrick knew that too.

Once the showdown has concluded Kubrick returns to the eye but this time it is a human eye, that of Dave Bowman. As Dave begins his odyssey that will take him to infinity and beyond his eye is shown in a succession of close-ups that transmit a sense of fear, wonder, amazement and bafflement. The colors change, the contrast increases, and that eye, that human eye, begins to look more and more like HAL's eye, the two wonders of Earth, man and machine merging together. When Dave "arrives" at his destination his eyes show shock, then curiosity, then the longing of age. But the close-ups are done. Except for one more. As Dave reaches out to his fate before him in the form of a black monolith the viewer is transported to the next stage of his, and our, evolution. It is the Starchild, afloat in space, headed for home. It turns and beholds us, just as HAL's eye beheld us aboard the Discovery. It's eyes are wide with wonder and curiosity. It's odyssey has just begun.

Saturday, August 11, 2007

Cinema Still Life: Behind the Scenes - Potemkin


Filming the Odessa Steps sequence for the seminal film Battleship Potemkin (1925) by the great Sergei Eisenstein. While there was an actual mutiny aboard the Potemkin and demonstrations by workers on that same day that enthusiastically greeted the ship when it pulled into harbor there was no massacre on the steps. Eisenstein did such a masterful job that even today most people visiting the steps expect to see some kind of memorial to the massacre.

The sequence itself has come to be accepted as the ultimate example of montage as developed by Eisenstein. Eisenstein himself described montage in several different contexts but primarily focused on the summation that it contains several different images, editing not necessarily for continuity but for overall effect in which a new idea emerges that is not present in any individual shot. For a deeper elaboration of the theory as it particularly relates to Potemkin go here.

Click for larger image